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  • The Role of Self-Regulation in the Securities Business
    Kimber, J.R., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1967), 27 Apr 1967, 377-389     The securities business in a transition stage over the past few years. The role of the self-regulating association, including the Exchange. The views on regulation by the speaker, who has spent about half of his business life representing private interests, the other half representing the public interest and is now ...
    Kimber, J.R., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1967), 27 Apr 1967, 377-389   The securities business in a transition stage over the past few years. ...
  • Securities in Ontario: The Role of the Commission
    Royce, Lt. Col. E.A., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1970), 2 Apr 1970, 359-371     The Ontario Securities Commission: its history, its composition, its organization, along with a description of its work and its plans for the future. First, an historical review, going back to the first securities legislation in the western countries: the Act of 1285 authorizing the licensing of stock brokers in the ...
    Royce, Lt. Col. E.A., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1970), 2 Apr 1970, 359-371   The Ontario Securities Commission: its history, its composition, its organization, along with ...
  • The View From the Ontario Securities Commission
    Wright, Robert J., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1992), 24 Jan 1991, 251-261     A conflict in expectations: growing concerns about the cost of regulation and increasing demands for more and more service by the various existing branches of the Commission and increasing public expectations for new initiatives by agences such as the Ontario Securities Commission. A consideration of the increasing public expectations of ...
    Wright, Robert J., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1992), 24 Jan 1991, 251-261   A conflict in expectations: growing concerns about the cost of regulation and ...
  • The Ontario Securities Commission 1975, and the Years Ahead
    Pattillo, Arthur S., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1975), 6 Mar 1975, 268-280     The Ontario Securities Commission in 1975. Changes and activities made in the last six months since Mr. Pattillo became Chairman. Problems and priorities of the Commission for 1975. Two major topics of concern: first, the accuracy of financial reporting discussed under the following headings: Pension Costs Accounting; Differential Disclosure; Financial ...
    Pattillo, Arthur S., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1975), 6 Mar 1975, 268-280   The Ontario Securities Commission in 1975. Changes and activities made in the ...
  • Revolution in Financial Services
    Beck, Stanley M., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1986), 20 Feb 1986, 264-279     The revolution that is taking place in world financial markets. The Report of The Ontario Task Force on Financial Institutions (the "Dupre Report") with warnings, and examples of how events have occurred in complete opposition to those warnings. A suggestion that "we need to lift our sights beyond what is ...
    Beck, Stanley M., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1986), 20 Feb 1986, 264-279   The revolution that is taking place in world financial markets. The Report ...
  • More International Bridges
    Funston, George Keith, The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1953), 16 Apr 1953, 315-328     Problems concerning the employment of capital in national and international channels—employment in such a manner as to secure the greatest benefit for each country and for each individual concerned. Benefits that are social, and political and economic in nature. The speaker's belief that Canada and the United States have come ...
    Funston, George Keith, The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1953), 16 Apr 1953, 315-328   Problems concerning the employment of capital in national and international channels—employment in ...
  • What is the Future of Your Dollar?
    Graham, Lt. Gen. Howard D., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1962), 11 Jan 1962, 108-118     Some things that will have an effect upon Canadian currency. The situation in Europe as the speaker found it during his visit. What Britain thought of Canada and Canadian securities. The B.C. Electric expropriation by the British Columbia Government and the fixing of a price without reference to an independent ...
    Graham, Lt. Gen. Howard D., The Empire Club of Canada Addresses (Toronto, Canada: The Empire Club Foundation, 1962), 11 Jan 1962, 108-118   Some things that will have an effect upon Canadian currency. The situation ...
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